Firm profile

EXCHANGE TRADED CONCEPTS, LLC

OKLAHOMA CITY, OKCRD 151197Latest ADV February 11, 2026

Exchange Traded Concepts, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Oklahoma City, OK. Its latest Form ADV filing, dated February 11, 2026, reports $23.0B in regulatory assets under management, 16 employees, 1 office, and 130 accounts.

Assets Under Management
$23.0B
Employees
16
Offices
1 office
Total Clients
130
Primary office
OKLAHOMA CITY, OK
10900 HEFNER POINTE DRIVE, SUITE 400, OKLAHOMA CITY, OK, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOAndrew P. Serowik
CEORichard Malinowski
CCODennis P. Lowenfels

Advisory services offered

2 types reported
Portfolio management for investment companies
Selection of other advisers

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
130

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$23.0Bas of February 11, 2026
Discretionary100.0%
$23.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$23.0B
Total Accounts130
10Y AUM Change+$20.7B (+934.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees16
Clients per Employee8:1
10Y Employee Change+8 (+100.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.