Firm profile

SERENITY INVESTMENT ADVISORS

CHICAGO, ILCRD 307924Latest ADV February 27, 2026

Serenity Investment Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated February 27, 2026, reports $514M in regulatory assets under management, 7 employees, 3 offices, and 1,109 accounts.

Assets Under Management
$514M
Employees
7
Offices
3 offices
Total Clients
434
Primary office
CHICAGO, IL
333 S. WABASH AVE., SUITE 2700, CHICAGO, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCORichard David Little

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 83.9% of total clients.
Top client categories% of clientsClients
1
Individuals
83.9%
364
2
HNWI
15.2%
66
3
Corporations
0.7%
3
4
Pension Plans
0.2%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$514Mas of February 27, 2026
Discretionary49.7%
$255M
50% of total RAUM49.7%
Non-discretionary50.3%
$258M
50% of total RAUM50.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$514M
Total Accounts1,109
10Y AUM Change+$354M (+222.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee62:1
10Y Employee Change+4 (+133.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.