Firm profile

LEGACY WEALTH

WOODBURY, MNCRD 306732Latest ADV March 13, 2026

Legacy Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in Woodbury, MN. Its latest Form ADV filing, dated March 13, 2026, reports $546M in regulatory assets under management, 14 employees, and 1,629 accounts.

Assets Under Management
$546M
Employees
14
Offices
--
Total Clients
493
Primary office
WOODBURY, MN
683 BIELENBERG DRIVE, SUITE 101, WOODBURY, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOMichael D. Brocker
CCOJohnathan M. Brocker
CFOBenjamin M. Brocker

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 70.4% of total clients.
Top client categories% of clientsClients
1
Individuals
70.4%
347
2
HNWI
29.6%
146

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$546Mas of March 13, 2026
Discretionary94.3%
$515M
94% of total RAUM94.3%
Non-discretionary5.7%
$31M
6% of total RAUM5.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$546M
Total Accounts1,629
10Y AUM Change+$546M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14
Clients per Employee35:1
10Y Employee Change+9 (+180.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.