Firm profile

BALLAST ADVISORS, LLC

WOODBURY, MNCRD 285991Latest ADV March 26, 2026

Ballast Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Woodbury, MN. Its latest Form ADV filing, dated March 26, 2026, reports $674M in regulatory assets under management, 15 employees, 2 offices, and 2,582 accounts.

Assets Under Management
$674M
Employees
15
Offices
2 offices
Total Clients
831
Primary office
WOODBURY, MN
683 BIELENBERG DRIVE, SUITE 208, WOODBURY, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOWilliam H. Speacht

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 77.6% of total clients.
Top client categories% of clientsClients
1
Individuals
77.6%
645
2
HNWI
20.3%
169
3
Corporations
1.8%
15
4
Pension Plans
0.1%
1
5
Charitable
0.1%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$674Mas of March 26, 2026
Discretionary96.8%
$653M
97% of total RAUM96.8%
Non-discretionary3.2%
$22M
3% of total RAUM3.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$674M
Total Accounts2,582
10Y AUM Change+$674M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees15
Clients per Employee55:1
10Y Employee Change+8 (+114.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.