Alignment Financial Group is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 25, 2026, reports $78M in regulatory assets under management, 1 employee, and 110 accounts.
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentPension Plans represent 54.8% of total clients.
Top client categories% of clientsClients
1
Pension Plans
54.8%
34
2
HNWI
25.8%
16
3
Individuals
17.7%
11
4
Pooled Investment Vehicles
1.6%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$78Mas of March 25, 2026
Discretionary100.0%
$78M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$78M
Total Accounts110
10Y AUM Change+$78M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee62:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.