Firm profile

ZUNA, LLC

PORTLAND, ORCRD 306113Latest ADV March 10, 2026

Zuna, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Portland, OR. Its latest Form ADV filing, dated March 10, 2026, reports $411M in regulatory assets under management, 6 employees, and 60 accounts.

Assets Under Management
$411M
Employees
6
Offices
--
Total Clients
58
Primary office
PORTLAND, OR
3903 S KELLY AVE, PORTLAND, OR, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAalok K. Shah

Advisory services offered

2 types reported
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentPension Plans represent 98.3% of total clients.
Top client categories% of clientsClients
1
Pension Plans
98.3%
57
2
Charitable
1.7%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$411Mas of March 10, 2026
Discretionary96.6%
$397M
97% of total RAUM96.6%
Non-discretionary3.4%
$14M
3% of total RAUM3.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$411M
Total Accounts60
10Y AUM Change+$411M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee10:1
10Y Employee Change+1 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.