Firm profile

MBL ADVISORS

CHARLOTTE, NCCRD 305176Latest ADV March 11, 2026

Mbl Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated March 11, 2026, reports $1.4B in regulatory assets under management, 14 employees, and 1,156 accounts.

Assets Under Management
$1.4B
Employees
14
Offices
--
Total Clients
270
Primary office
CHARLOTTE, NC
301 S. MCDOWELL STREET, SUITE 1100, CHARLOTTE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOLuther A. Lockwood
CCOStephen M. Marciniak
COOStephen M. Marciniak

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 89.6% of total clients.
Top client categories% of clientsClients
1
HNWI
89.6%
242
2
Individuals
10.4%
28
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.4Bas of March 11, 2026
Discretionary100.0%
$1.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.4B
Total Accounts1,156
10Y AUM Change+$1.4B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14
Clients per Employee19:1
10Y Employee Change+6 (+75.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.