WEST CHESTER, PACRD 304430Latest ADV March 17, 2026
Ballast Financial Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in West Chester, PA. Its latest Form ADV filing, dated March 17, 2026, reports $343M in regulatory assets under management, 5 employees, 2 offices, and 1,573 accounts.
Assets Under Management
$343M
Employees
5
Offices
2 offices
Total Clients
607
Primary office
WEST CHESTER, PA
535 N. CHURCH ST., SUITE 205, WEST CHESTER, PA, United States
Top client segmentIndividuals represent 79.4% of total clients.
Top client categories% of clientsClients
1
Individuals
79.4%
482
2
HNWI
19.8%
120
3
Corporations
0.8%
5
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$343Mas of March 17, 2026
Discretionary37.7%
$129M
38% of total RAUM37.7%
Non-discretionary62.3%
$214M
62% of total RAUM62.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$343M
Total Accounts1,573
10Y AUM Change+$343M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee121:1
10Y Employee Change-1 (-16.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.