Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Fio Advisors LP
Loading private fund disclosures…
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
FCO ADVISORS LPDirect owner · Schedule AInterest in FIO ADVISORS LP
75%+
HECTOR EMILIO NEGRONIDirect owner · Schedule AInterest in FIO ADVISORS LP
25% to < 50%
STEVEN MICHAEL PINKOSDirect owner · Schedule AInterest in FIO ADVISORS LP
5% to < 10%
FCO MANAGEMENT LLCDirect owner · Schedule AInterest in FIO ADVISORS LP
< 5%
HECTOR EMILIO NEGRONIIndirect owner · Schedule BInterest in FCO MANAGEMENT LLC
75%+
PAM STRATEGIC PARTNERS, L.P.Indirect owner · Schedule BInterest in PAM FOUNDATION INVESTMENT, INC
75%+
PAM HOLDCO (CAYMAN) INC.Indirect owner · Schedule BInterest in PAM STRATEGIC PARTNERS, L.P.
75%+
JAB HOLDINGS UK LTD.Indirect owner · Schedule BInterest in PAM INVESTMENTS GP, LLC
75%+
JAB HOLDINGS UK LTD.Indirect owner · Schedule BInterest in PAM HOLDCO (CAYMAN) INC.
75%+
JAB INSURANCE HOLDINGS L.P.Indirect owner · Schedule BInterest in JAB HOLDINGS UK LTD.
75%+
JAB INSURANCE INVESTMENTS B.V.Indirect owner · Schedule BInterest in JAB INSURANCE HOLDINGS L.P.
75%+
JAB HOLDING COMPANY S.À R.L.Indirect owner · Schedule BInterest in JAB INSURANCE INVESTMENTS B.V.
75%+
JOH. A. BENCKISER S.ÀR.L.Indirect owner · Schedule BInterest in JAB HOLDING COMPANY S.À R.L.
75%+
PAM FOUNDATION INVESTMENT, INCIndirect owner · Schedule BInterest in FCO ADVISORS LP
50% to < 75%
AGNATEN SEIndirect owner · Schedule BInterest in JOH. A. BENCKISER S.ÀR.L.
50% to < 75%
HECTOR EMILIO NEGRONIIndirect owner · Schedule BInterest in FCO ADVISORS LP
25% to < 50%
LUCRESCA SEIndirect owner · Schedule BInterest in JOH. A. BENCKISER S.ÀR.L.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Fio Advisors LP.
Reported ownership and control details
Form ADV · Filing date 2026-03-25 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | TODD ALAN NEUFELDCHIEF FINANCIAL OFFICERIndividual | FIO ADVISORS LP | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER08/2021 | Schedule APDF page 40 |
| 2 | TODD ALAN NEUFELDCHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICERIndividual | FIO ADVISORS LP | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER07/2022 | Schedule APDF page 40 |
| 3 | FCO ADVISORS LPLIMITED PARTNERDomestic entity | FIO ADVISORS LP | 75% or moreCode E | Yes | LIMITED PARTNER03/2019 | Schedule APDF page 40 |
| 4 | FCO MANAGEMENT LLCGENERAL PARTNERDomestic entity | FIO ADVISORS LP | Less than 5%Code NA | Yes | GENERAL PARTNER01/2019 | Schedule APDF page 40 |
| 5 | HECTOR EMILIO NEGRONICEO, CIO AND LIMITED PARTNERIndividual | FIO ADVISORS LP | 25% to less than 50%Code C | Yes | CEO, CIO AND LIMITED PARTNER01/2019 | Schedule APDF page 40 |
| 6 | STEVEN MICHAEL PINKOSPRESIDENTIndividual | FIO ADVISORS LP | 5% to less than 10%Code A | Yes | PRESIDENT01/2019 | Schedule APDF page 40 |
| 7 | HECTOR EMILIO NEGRONILIMITED PARTNERIndividual | FCO ADVISORS LP | 25% to less than 50%Code C | Yes | LIMITED PARTNER01/2019 | Schedule BPDF page 40 |
| 8 | HECTOR EMILIO NEGRONIMEMBERIndividual | FCO MANAGEMENT LLC | 75% or moreCode E | Yes | MEMBER01/2019 | Schedule BPDF page 40 |
| 9 | PAM FOUNDATION INVESTMENT, INCLIMITED PARTNERDomestic entity | FCO ADVISORS LP | 50% to less than 75%Code D | Yes | LIMITED PARTNER11/2021 | Schedule BPDF page 40 |
| 10 | PAM STRATEGIC PARTNERS, L.P.SHAREHOLDERDomestic entity | PAM FOUNDATION INVESTMENT, INC | 75% or moreCode E | Yes | SHAREHOLDER10/2021 | Schedule BPDF page 40 |
| 11 | PAM HOLDCO (CAYMAN) INC.LIMITED PARTNERForeign entity | PAM STRATEGIC PARTNERS, L.P. | 75% or moreCode E | No | LIMITED PARTNER09/2025 | Schedule BPDF page 40 |
| 12 | PAM INVESTMENTS GP, LLCGENERAL PARTNERDomestic entity | PAM STRATEGIC PARTNERS, L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2025 | Schedule BPDF page 40 |
| 13 | JAB HOLDINGS UK LTD.MEMBERForeign entity | PAM INVESTMENTS GP, LLC | 75% or moreCode E | Yes | MEMBER09/2025 | Schedule BPDF page 40 |
| 14 | JAB HOLDINGS UK LTD.MEMBERForeign entity | PAM HOLDCO (CAYMAN) INC. | 75% or moreCode E | Yes | MEMBER09/2025 | Schedule BPDF page 40 |
| 15 | JAB INSURANCE HOLDINGS L.P.MEMBERForeign entity | JAB HOLDINGS UK LTD. | 75% or moreCode E | Yes | MEMBER07/2024 | Schedule BPDF page 41 |
| 16 | JAB INSURANCE INVESTMENTS B.V.LIMITED PARTNERForeign entity | JAB INSURANCE HOLDINGS L.P. | 75% or moreCode E | No | LIMITED PARTNER09/2025 | Schedule BPDF page 41 |
| 17 | JAB INSURANCE MANAGEMENT, LLCGENERAL PARTNERDomestic entity | JAB INSURANCE HOLDINGS L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2025 | Schedule BPDF page 41 |
| 18 | JAB HOLDING COMPANY S.À R.L.SOLE SHAREHOLDERForeign entity | JAB INSURANCE INVESTMENTS B.V. | 75% or moreCode E | Yes | SOLE SHAREHOLDER07/2024 | Schedule BPDF page 41 |
| 19 | JOH. A. BENCKISER S.ÀR.L.SHAREHOLDERForeign entity | JAB HOLDING COMPANY S.À R.L. | 75% or moreCode E | Yes | SHAREHOLDER12/2023 | Schedule BPDF page 41 |
| 20 | AGNATEN SESHAREHOLDERForeign entity | JOH. A. BENCKISER S.ÀR.L. | 50% to less than 75%Code D | Yes | SHAREHOLDER12/2023 | Schedule BPDF page 41 |
| 21 | LUCRESCA SESHAREHOLDERForeign entity | JOH. A. BENCKISER S.ÀR.L. | 25% to less than 50%Code C | No | SHAREHOLDER12/2023 | Schedule BPDF page 41 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/25/2026 3:26:10 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.