NEW YORK, NYCRD 297976Latest ADV February 12, 2026
Old Slip Registered Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated February 12, 2026, reports $305M in regulatory assets under management, 3 employees, and 26 accounts.
Assets Under Management
$305M
Employees
3
Offices
--
Total Clients
30
Primary office
NEW YORK, NY
40 WALL STREET FLOOR 28, NEW YORK, NY, United States
Top client segmentPension Plans represent 53.3% of total clients.
Top client categories% of clientsClients
1
Pension Plans
53.3%
16
2
Individuals
36.7%
11
3
HNWI
10.0%
3
Categories with <5 clients
High net worth individuals (HNWI)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$305Mas of February 12, 2026
Discretionary0.3%
$1M
0% of total RAUM0.3%
Non-discretionary99.7%
$304M
100% of total RAUM99.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$305M
Total Accounts26
10Y AUM Change+$305M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee10:1
10Y Employee Change+2 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.