Lake Street is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 23, 2026, reports $1.2B in regulatory assets under management, 9 employees, 1 office, and 2,012 accounts.
Assets Under Management
$1.2B
Employees
9
Offices
1 office
Total Clients
613
Primary office
CHICAGO, IL
128 N. MAY STREET, FLOOR 2, CHICAGO, IL, United States
Top client segmentIndividuals represent 49.6% of total clients.
Top client categories% of clientsClients
1
Individuals
49.6%
304
2
HNWI
48.0%
294
3
Pension Plans
2.4%
15
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.2Bas of March 23, 2026
Discretionary88.9%
$1.0B
89% of total RAUM88.9%
Non-discretionary11.1%
$128M
11% of total RAUM11.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.2B
Total Accounts2,012
10Y AUM Change+$1.2B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee68:1
10Y Employee Change+6 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.