Sovereign Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Stamford, CT. Its latest Form ADV filing, dated March 25, 2026, reports $1.1B in regulatory assets under management, 31 employee, 24 offices, and 4,486 accounts.
Assets Under Management
$1.1B
Employees
31
Offices
24 offices
Total Clients
1,312
Primary office
STAMFORD, CT
35 WEST BROAD STREET, SUITE 100, STAMFORD, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 76.7% of total clients.
Top client categories% of clientsClients
1
Individuals
76.7%
1,006
2
HNWI
21.5%
282
3
Charitable
0.9%
12
4
Corporations
0.9%
12
Categories with <5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of March 25, 2026
Discretionary98.3%
$1.1B
98% of total RAUM98.3%
Non-discretionary1.7%
$18M
2% of total RAUM1.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.1B
Total Accounts4,486
10Y AUM Change+$1.1B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees31
Clients per Employee42:1
10Y Employee Change+27 (+675.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.