GREENWOOD VILLAGE, COCRD 292565Latest ADV March 31, 2026
Tandem Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Greenwood Village, CO. Its latest Form ADV filing, dated March 31, 2026, reports $542M in regulatory assets under management, 6 employees, and 1,406 accounts.
Assets Under Management
$542M
Employees
6
Offices
--
Total Clients
457
Primary office
GREENWOOD VILLAGE, CO
8400 E. PRENTICE AVE., SUITE 1360, GREENWOOD VILLAGE, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 68.3% of total clients.
Top client categories% of clientsClients
1
Individuals
68.3%
312
2
HNWI
29.5%
135
3
Charitable
1.1%
5
4
Corporations
0.9%
4
5
Pension Plans
0.2%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$542Mas of March 31, 2026
Discretionary94.8%
$513M
95% of total RAUM94.8%
Non-discretionary5.2%
$28M
5% of total RAUM5.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$542M
Total Accounts1,406
10Y AUM Change+$542M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee76:1
10Y Employee Change+4 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.