Rockefeller Capital Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $99.6B in regulatory assets under management, 1,005 employees, 67 offices, and 95,368 accounts.
Assets Under Management
$99.6B
Employees
1,005
Offices
67 offices
Total Clients
50,292
Primary office
NEW YORK, NY
45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY, United States
Top client segmentIndividuals represent 64.7% of total clients.
Top client categories% of clientsClients
1
Individuals
64.7%
32,546
2
HNWI
30.3%
15,255
3
Corporations
2.6%
1,295
4
Pension Plans
1.8%
911
5
Charitable
0.5%
275
Additional categories (<0.1%)
Government7 clients
Insurance Cos.<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$99.6Bas of March 31, 2026
Discretionary93.9%
$93.5B
94% of total RAUM93.9%
Non-discretionary6.1%
$6.1B
6% of total RAUM6.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$99.6B
Total Accounts95,368
10Y AUM Change+$99.6B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1,005
Clients per Employee50:1
10Y Employee Change+985 (+4925.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.