Kane Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Waterville, NY. Its latest Form ADV filing, dated March 12, 2026, reports $75M in regulatory assets under management, 4 employees, and 638 accounts.
Assets Under Management
$75M
Employees
4
Offices
--
Total Clients
296
Primary office
WATERVILLE, NY
151 WEST MAIN STREET, WATERVILLE, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 93.2% of total clients.
Top client categories% of clientsClients
1
Individuals
93.2%
276
2
HNWI
6.8%
20
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$75Mas of March 12, 2026
Discretionary98.8%
$74M
99% of total RAUM98.8%
Non-discretionary1.2%
$871K
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$75M
Total Accounts638
10Y AUM Change+$46M (+157.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee74:1
10Y Employee Change+2 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.