Syndicated Capital, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Diamond Bar, CA. Its latest Form ADV filing, dated March 31, 2026, reports $142M in regulatory assets under management, 12 employees, 8 offices, and 465 accounts.
Assets Under Management
$142M
Employees
12
Offices
8 offices
Total Clients
465
Primary office
DIAMOND BAR, CA
21671 GATEWAY CENTER DRIVE, SUITE 111, DIAMOND BAR, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 94.2% of total clients.
Top client categories% of clientsClients
1
Individuals
94.2%
438
2
HNWI
5.8%
27
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$142Mas of March 31, 2026
Discretionary96.4%
$137M
96% of total RAUM96.4%
Non-discretionary3.6%
$5M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$142M
Total Accounts465
10Y AUM Change+$32M (+29.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee39:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.