Firm profile

LIGHTHOUSE FINANCIAL SERVICES INC

BREA, CACRD 110367Latest ADV January 22, 2026

Lighthouse Financial Services Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Brea, CA. Its latest Form ADV filing, dated January 22, 2026, reports $473M in regulatory assets under management, 6 employees, 4 offices, and 461 accounts.

Assets Under Management
$473M
Employees
6
Offices
4 offices
Total Clients
461
Primary office
BREA, CA
3070 SATURN STREET, SUITE 101, BREA, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCORobert G. Mcdaniel
COORobert G. Mcdaniel
CIOMichael R. Verity

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 64.9% of total clients.
Top client categories% of clientsClients
1
Individuals
64.9%
299
2
HNWI
34.5%
159
3
Pension Plans
0.2%
1
4
Charitable
0.2%
1
5
Corporations
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$473Mas of January 22, 2026
Discretionary100.0%
$473M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$473M
Total Accounts461
10Y AUM Change+$246M (+108.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee77:1
10Y Employee Change-2 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.