Wealth Compass Financial, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Carlsbad, CA. Its latest Form ADV filing, dated April 27, 2026, reports $115M in regulatory assets under management, 2 employees, 1 office, and 568 accounts.
Assets Under Management
$115M
Employees
2
Offices
1 office
Total Clients
251
Primary office
CARLSBAD, CA
5860 OWENS AVENUE, SUITE 100, CARLSBAD, CA, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 78.9% of total clients.
Top client categories% of clientsClients
1
Individuals
78.9%
198
2
HNWI
15.1%
38
3
Pension Plans
6.0%
15
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$115Mas of April 27, 2026
Discretionary99.9%
$115M
100% of total RAUM99.9%
Non-discretionary0.1%
$147K
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$115M
Total Accounts568
10Y AUM Change+$10M (+9.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee126:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.