CHARLOTTE, NCCRD 289489Latest ADV February 27, 2026
Auctus Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated February 27, 2026, reports $613M in regulatory assets under management, 3 employees, 1 office, and 731 accounts.
Assets Under Management
$613M
Employees
3
Offices
1 office
Total Clients
218
Primary office
CHARLOTTE, NC
325 ARLINGTON AVENUE, SUITE 625, CHARLOTTE, NC, United States
Top client segmentHNWI represent 59.2% of total clients.
Top client categories% of clientsClients
1
HNWI
59.2%
129
2
Individuals
34.4%
75
3
Pension Plans
6.4%
14
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$613Mas of February 27, 2026
Discretionary100.0%
$613M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$613M
Total Accounts731
10Y AUM Change+$613M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee73:1
10Y Employee Change+2 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.