Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Gc Opal Advisors LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
GCDM MIDCO HOLDINGS, LPDirect owner · Schedule AInterest in GC OPAL ADVISORS LLC
75%+
THE BRAGOL TRUST IIIndirect owner · Schedule BInterest in SECOND BUCHANAN HOLDINGS, LLC
75%+
KPBGC EXEMPT 2013N TRUSTIndirect owner · Schedule BInterest in CDG 2013 PE, LLC
75%+
GC PE HOLDINGS LLCIndirect owner · Schedule BInterest in GCDM HOLDINGS, LP
75%+
GC PE HOLDINGS LLCIndirect owner · Schedule BInterest in GCDM HOLDINGS GP, LLC
75%+
SECOND BUCHANAN HOLDINGS, LLCIndirect owner · Schedule BInterest in WHITEHALL CAPITAL INVESTORS NEW PE, LLC
75%+
GCDM HOLDINGS, LPIndirect owner · Schedule BInterest in GCDM MIDCO HOLDINGS, LP
75%+
WHITEHALL CAPITAL INVESTORS NEW PE, LLCIndirect owner · Schedule BInterest in GC PE HOLDINGS LLC
50% to < 75%
CDG 2013 PE, LLCIndirect owner · Schedule BInterest in GC PE HOLDINGS LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Gc Opal Advisors LLC.
Reported ownership and control details
Form ADV · Filing date 2026-08-28 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | LAWRENCE ERIC GOLUBCHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, CO- GENERAL COUNSELIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER, CO- GENERAL COUNSEL07/2017 | Schedule APDF page 419 |
| 2 | DAVID B GOLUBCO-CHIEF EXECUTIVE OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CO-CHIEF EXECUTIVE OFFICER07/2017 | Schedule APDF page 419 |
| 3 | FRANCIS PATRICK STRAUB IIICHIEF ADMINISTRATIVE OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CHIEF ADMINISTRATIVE OFFICER07/2017 | Schedule APDF page 419 |
| 4 | JOSHUA MARK LEVINSONVICE CHAIR, CHIEF LEGAL OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | VICE CHAIR, CHIEF LEGAL OFFICER04/2024 | Schedule APDF page 419 |
| 5 | GCDM MIDCO HOLDINGS, LPMEMBERDomestic entity | GC OPAL ADVISORS LLC | 75% or moreCode E | Yes | MEMBER01/2022 | Schedule APDF page 419 |
| 6 | PIERRE-OLIVIER LAMOUREUXCHIEF FINANCIAL OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER03/2018 | Schedule APDF page 419 |
| 7 | JOHN C KELEGHANCHIEF FINANCIAL OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER02/2026 | Schedule APDF page 419 |
| 8 | REBECCA ROSE TRAYBERCO-CHIEF COMPLIANCE OFFICERIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CO-CHIEF COMPLIANCE OFFICER04/2026 | Schedule APDF page 419 |
| 9 | LAURENCE STEINCO-PRESIDENTIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CO-PRESIDENT05/2026 | Schedule APDF page 419 |
| 10 | Gerald KeefeCO-PRESIDENTIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CO-PRESIDENT06/2026 | Schedule APDF page 419 |
| 11 | SPYRO ALEXOPOULOSCO-PRESIDENTIndividual | GC OPAL ADVISORS LLC | Less than 5%Code NA | Yes | CO-PRESIDENT05/2026 | Schedule APDF page 419 |
| 12 | WHITEHALL CAPITAL INVESTORS NEW PE, LLCMEMBERDomestic entity | GC PE HOLDINGS LLC | 50% to less than 75%Code D | Yes | MEMBER09/2012 | Schedule BPDF page 419 |
| 13 | LAWRENCE ERIC GOLUBMANAGERIndividual | WHITEHALL CAPITAL INVESTORS NEW PE, LLC | Percentage not specifiedCode F | Yes | MANAGER09/2012 | Schedule BPDF page 419 |
| 14 | DAVID B GOLUBMANAGERIndividual | CDG 2013 PE, LLC | Percentage not specifiedCode F | Yes | MANAGER01/2014 | Schedule BPDF page 419 |
| 15 | THE BRAGOL TRUST IIMEMBERDomestic entity | SECOND BUCHANAN HOLDINGS, LLC | 75% or moreCode E | Yes | MEMBER08/2018 | Schedule BPDF page 419 |
| 16 | CDG 2013 PE, LLCMEMBERDomestic entity | GC PE HOLDINGS LLC | 25% to less than 50%Code C | Yes | MEMBER01/2014 | Schedule BPDF page 419 |
| 17 | KPBGC EXEMPT 2013N TRUSTMEMBERDomestic entity | CDG 2013 PE, LLC | 75% or moreCode E | Yes | MEMBER01/2014 | Schedule BPDF page 419 |
| 18 | DAVID FINEGOLDINVESTMENT & DISTRIBUTION ADVISORIndividual | KPBGC EXEMPT 2013N TRUST | Percentage not specifiedCode F | Yes | INVESTMENT & DISTRIBUTION ADVISOR01/2014 | Schedule BPDF page 419 |
| 19 | STEPHEN ALAN KEPNISSINVESTMENT & DISTRIBUTION ADVISORIndividual | THE BRAGOL TRUST II | Percentage not specifiedCode F | Yes | INVESTMENT & DISTRIBUTION ADVISOR07/2018 | Schedule BPDF page 420 |
| 20 | GCDM HOLDINGS GP, LLCGENERAL PARTNERDomestic entity | GCDM HOLDINGS, LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER07/2018 | Schedule BPDF page 420 |
| 21 | GC PE HOLDINGS LLCLIMITED PARTNERDomestic entity | GCDM HOLDINGS, LP | 75% or moreCode E | Yes | LIMITED PARTNER08/2018 | Schedule BPDF page 420 |
| 22 | GC PE HOLDINGS LLCMANAGING MEMBERDomestic entity | GCDM HOLDINGS GP, LLC | 75% or moreCode E | Yes | MANAGING MEMBER07/2018 | Schedule BPDF page 420 |
| 23 | LAWRENCE ERIC GOLUBMANAGERIndividual | GC PE HOLDINGS LLC | Percentage not specifiedCode F | Yes | MANAGER06/2012 | Schedule BPDF page 420 |
| 24 | DAVID B GOLUBMANAGERIndividual | GC PE HOLDINGS LLC | Percentage not specifiedCode F | Yes | MANAGER06/2012 | Schedule BPDF page 420 |
| 25 | SECOND BUCHANAN HOLDINGS, LLCMEMBERDomestic entity | WHITEHALL CAPITAL INVESTORS NEW PE, LLC | 75% or moreCode E | Yes | MEMBER09/2018 | Schedule BPDF page 420 |
| 26 | GCDM HOLDINGS, LPLIMITED PARTNERDomestic entity | GCDM MIDCO HOLDINGS, LP | 75% or moreCode E | Yes | LIMITED PARTNER01/2022 | Schedule BPDF page 420 |
| 27 | MICHAEL EDWARD MCDONALDMANAGERIndividual | SECOND BUCHANAN HOLDINGS, LLC | Percentage not specifiedCode F | Yes | MANAGER12/2023 | Schedule BPDF page 420 |
| 28 | J.P. MORGAN TRUST COMPANY OF DELAWAREADMINISTRATIVE TRUSTEEDomestic entity | KPBGC EXEMPT 2013N TRUST | Percentage not specifiedCode F | No | ADMINISTRATIVE TRUSTEE12/2024 | Schedule BPDF page 420 |
| 29 | PEAK TRUST COMPANY-NVADMINISTRATIVE TRUSTEEDomestic entity | THE BRAGOL TRUST II | Percentage not specifiedCode F | No | ADMINISTRATIVE TRUSTEE12/2024 | Schedule BPDF page 420 |
| 30 | DAVID FINEGOLDMANAGERIndividual | CDG 2013 PE, LLC | Percentage not specifiedCode F | Yes | MANAGER01/2014 | Schedule BPDF page 420 |
| 31 | LISA PIAZZAMANAGERIndividual | CDG 2013 PE, LLC | Percentage not specifiedCode F | Yes | MANAGER01/2014 | Schedule BPDF page 420 |
| 32 | GCDM HOLDINGS GP, LLCGENERAL PARTNERDomestic entity | GCDM MIDCO HOLDINGS, LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER07/2021 | Schedule BPDF page 420 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/28/2026 11:26:57 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.