Firm profile

SUMMERHAVEN INVESTMENT MANAGEMENT, LLC

STAMFORD, CTCRD 289269Latest ADV March 27, 2026

Summerhaven Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Stamford, CT. Its latest Form ADV filing, dated March 27, 2026, reports $176M in regulatory assets under management, 8 employees, and 2 accounts.

Assets Under Management
$176M
Employees
8
Offices
--
Total Clients
<5
Primary office
STAMFORD, CT
1266 E. MAIN STREET, FOURTH FLOOR, STAMFORD, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOKurt J. Nelson
CCOBabu V. Sonti
CFOStephen M. Bowley

Advisory services offered

1 types reported
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentINSTITUTION GOVERNED BY AND ACCOUNTABLE TO ITS MEMBER COUNTRIES AND PROMOTES FINANCIAL STABILITY. represent 100.0% of total clients.
Top client categories% of clientsClients
1
INSTITUTION GOVERNED BY AND ACCOUNTABLE TO ITS MEMBER COUNTRIES AND PROMOTES FINANCIAL STABILITY.
100.0%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$176Mas of March 27, 2026
Discretionary100.0%
$176M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$176M
Total Accounts2
10Y AUM Change+$176M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee0:1
10Y Employee Change-4 (-33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.