Firm profile

LINDEN THOMAS ADVISORY SERVICES, LLC

CHARLOTTE, NCCRD 288557Latest ADV April 2, 2026

Linden Thomas Advisory Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated April 2, 2026, reports $1.8B in regulatory assets under management, 14 employees, and 7,111 accounts.

Assets Under Management
$1.8B
Employees
14
Offices
--
Total Clients
1,366
Primary office
CHARLOTTE, NC
516 NORTH TRYON STREET, CHARLOTTE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCODavid L. Smith

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 61.2% of total clients.
Top client categories% of clientsClients
1
Individuals
61.2%
836
2
HNWI
31.6%
432
3
Pension Plans
6.4%
88
4
Charitable
0.4%
5
5
Corporations
0.4%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.8Bas of April 2, 2026
Discretionary63.1%
$1.1B
63% of total RAUM63.1%
Non-discretionary36.9%
$654M
37% of total RAUM36.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.8B
Total Accounts7,111
10Y AUM Change+$1.8B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14
Clients per Employee98:1
10Y Employee Change+13 (+1300.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.