Firm profile

Cresta Fund Management LLC

DALLAS, TXCRD 288079Registration Status: ApprovedEffective since July 24, 2019SEC # 801-117050Latest ADV March 31, 2026

Cresta Fund Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dallas, TX. Its latest Form ADV filing, dated March 31, 2026, reports $2.0B in regulatory assets under management, 16 employees, 1 office, and 22 accounts.

Assets Under Management
$2.0B
Employees
16
Offices
1 office
Total Clients
22

Associated firm names

5 names listed
  • CRESTA ENERGY CAPITAL
  • CRESTA FUND MANAGEMENT, LLC
  • CRESTA FUND MANAGEMENT LLC
  • CRESTA FUND MANAGEMENT

Leadership

2 roles identified
CCOJulie A. Westbrook
CFOJordan A. Maxwell

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

DALLAS, Texas, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Texas

DALLASPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.0Bas of March 31, 2026
Discretionary100.0%
$2.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
22

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.0B
Total Accounts22
10Y AUM Change+$1.6B (+354.7%)

Private Funds

Private funds reported by Cresta Fund Management LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees16
Clients per Employee1:1
10Y Employee Change+7 (+77.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
CRESTA FUND MANAGEMENT LPDirect owner · Schedule AInterest in CRESTA FUND MANAGEMENT LLC
75%+
CHRISTOPHER DAVID ROZZELLDirect owner · Schedule AInterest in CRESTA FUND MANAGEMENT LLC
< 5%
DAVID TRUETT MILLERDirect owner · Schedule AInterest in CRESTA FUND MANAGEMENT LLC
< 5%
JAMES ANDREW ARMSTRONGDirect owner · Schedule AInterest in CRESTA FUND MANAGEMENT LLC
< 5%
CFM MEMBER LLCDirect owner · Schedule AInterest in CRESTA FUND MANAGEMENT LLC
< 5%
CRESTA FUND MANAGEMENT LPIndirect owner · Schedule BInterest in CFM MEMBER LLC
75%+
CHRISTOPHER DAVID ROZZELLIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT LP
25% to < 50%
DAVID TRUETT MILLERIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT LP
25% to < 50%
JAMES ANDREW ARMSTRONGIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT LP
25% to < 50%
CHRISTOPHER DAVID ROZZELLIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT GP LLC
25% to < 50%
DAVID TRUETT MILLERIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT GP LLC
25% to < 50%
JAMES ANDREW ARMSTRONGIndirect owner · Schedule BInterest in CRESTA FUND MANAGEMENT GP LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Cresta Fund Management LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

15 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1CHRISTOPHER DAVID ROZZELLMANAGING MEMBERIndividualCRESTA FUND MANAGEMENT LLCLess than 5%Code NAYesMANAGING MEMBER12/2016Schedule APDF page 115
2JORDAN ANTHONY MAXWELLCHIEF FINANCIAL OFFICERIndividualCRESTA FUND MANAGEMENT LLCLess than 5%Code NANoCHIEF FINANCIAL OFFICER03/2017Schedule APDF page 115
3DAVID TRUETT MILLERPARTNERIndividualCRESTA FUND MANAGEMENT LLCLess than 5%Code NAYesPARTNER12/2016Schedule APDF page 115
4JAMES ANDREW ARMSTRONGPARTNERIndividualCRESTA FUND MANAGEMENT LLCLess than 5%Code NAYesPARTNER12/2016Schedule APDF page 115
5CRESTA FUND MANAGEMENT LPMEMBERDomestic entityCRESTA FUND MANAGEMENT LLC75% or moreCode EYesMEMBER06/2019Schedule APDF page 115
6CFM MEMBER LLCMEMBERDomestic entityCRESTA FUND MANAGEMENT LLCLess than 5%Code NANoMEMBER06/2019Schedule APDF page 115
7JULIE ANNE WESTBROOKGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERIndividualCRESTA FUND MANAGEMENT LLCLess than 5%Code NAYesGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER03/2024Schedule APDF page 115
8CHRISTOPHER DAVID ROZZELLMANAGING MEMBERIndividualCRESTA FUND MANAGEMENT LP25% to less than 50%Code CYesMANAGING MEMBER06/2019Schedule BPDF page 116
9DAVID TRUETT MILLERPARTNERIndividualCRESTA FUND MANAGEMENT LP25% to less than 50%Code CYesPARTNER06/2019Schedule BPDF page 116
10JAMES ANDREW ARMSTRONGPARTNERIndividualCRESTA FUND MANAGEMENT LP25% to less than 50%Code CYesPARTNER06/2019Schedule BPDF page 116
11CRESTA FUND MANAGEMENT LPMEMBERDomestic entityCFM MEMBER LLC75% or moreCode EYesMEMBER06/2019Schedule BPDF page 116
12CRESTA FUND MANAGEMENT GP LLCGENERAL PARTNERDomestic entityCRESTA FUND MANAGEMENT LPPercentage not specifiedCode FNoGENERAL PARTNER06/2019Schedule BPDF page 116
13CHRISTOPHER DAVID ROZZELLMANAGING MEMBERIndividualCRESTA FUND MANAGEMENT GP LLC25% to less than 50%Code CYesMANAGING MEMBER06/2019Schedule BPDF page 116
14DAVID TRUETT MILLERPARTNERIndividualCRESTA FUND MANAGEMENT GP LLC25% to less than 50%Code CYesPARTNER06/2019Schedule BPDF page 116
15JAMES ANDREW ARMSTRONGPARTNERIndividualCRESTA FUND MANAGEMENT GP LLC25% to less than 50%Code CYesPARTNER06/2019Schedule BPDF page 116

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 1:51:47 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.