CHARLOTTE, NCCRD 287632Latest ADV January 27, 2026
The Financial Legacy Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated January 27, 2026, reports $107M in regulatory assets under management, 3 employees, and 414 accounts.
Assets Under Management
$107M
Employees
3
Offices
--
Total Clients
144
Primary office
CHARLOTTE, NC
2108 SOUTH BLVD, SUITE 109, CHARLOTTE, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 54.9% of total clients.
Top client categories% of clientsClients
1
Individuals
54.9%
79
2
HNWI
43.1%
62
3
Corporations
1.4%
2
4
Charitable
0.7%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$107Mas of January 27, 2026
Discretionary100.0%
$107M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$107M
Total Accounts414
10Y AUM Change—
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee48:1
10Y Employee Change—
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.