PETALUMA, CACRD 286513Latest ADV February 20, 2026
Breen Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Petaluma, CA. Its latest Form ADV filing, dated February 20, 2026, reports $319M in regulatory assets under management, 3 employees, and 626 accounts.
Assets Under Management
$319M
Employees
3
Offices
--
Total Clients
178
Primary office
PETALUMA, CA
200 KENTUCKY ST., 2ND FLOOR SUITE C, PETALUMA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 56.7% of total clients.
Top client categories% of clientsClients
1
HNWI
56.7%
101
2
Individuals
43.3%
77
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$319Mas of February 20, 2026
Discretionary100.0%
$319M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$319M
Total Accounts626
10Y AUM Change+$203M (+174.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee59:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.