North Bay Wealth Management is an SEC registered investment adviser organized as a corporation with a primary office location in Petaluma, CA. Its latest Form ADV filing, dated March 2, 2026, reports $107M in regulatory assets under management, 2 employees, and 340 accounts.
Assets Under Management
$107M
Employees
2
Offices
--
Total Clients
138
Primary office
PETALUMA, CA
140 2ND STREET, SUITE 310, PETALUMA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 75.4% of total clients.
Top client categories% of clientsClients
1
Individuals
75.4%
104
2
HNWI
21.0%
29
3
Pension Plans
3.6%
5
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$107Mas of March 2, 2026
Discretionary93.5%
$100M
93% of total RAUM93.5%
Non-discretionary6.5%
$7M
7% of total RAUM6.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$107M
Total Accounts340
10Y AUM Change+$5M (+5.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee69:1
10Y Employee Change+1 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.