Octagon Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated March 5, 2026, reports $221M in regulatory assets under management, 4 employees, and 5 accounts.
Assets Under Management
$221M
Employees
4
Offices
--
Total Clients
5
Primary office
CHARLOTTE, NC
615 S COLLEGE STREET, CHARLOTTE, NC, United States
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentInvestment Cos. represent 80.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
80.0%
4
2
Pooled Investment Vehicles
20.0%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$221Mas of March 5, 2026
Discretionary1.7%
$4M
2% of total RAUM1.7%
Non-discretionary98.3%
$218M
98% of total RAUM98.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$221M
Total Accounts5
10Y AUM Change+$181M (+453.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee1:1
10Y Employee Change-2 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.