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Firm profile

Integrated Wealth Concepts LLC

WALTHAM, MACRD 284656Latest ADV May 7, 2026

Integrated Wealth Concepts LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Waltham, MA. Its latest Form ADV filing, dated April 22, 2026, reports $18.9B in regulatory assets under management, 493 employees, 120 offices, and 56,386 accounts.

Assets Under Management
$18.9B
Employees
493
Offices
120 offices
Total Clients
25,899
Primary office
WALTHAM, MA
200 5TH AVENUE, 4TH FLOOR, WALTHAM, MA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOAndree N. Mohr
CEOPaul A. Saganey
CCOAnn L. Swartz

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Source verified May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 61.9% of total clients.
Top client categories% of clientsClients
1
Individuals
61.9%
16,024
2
HNWI
35.7%
9,250
3
Corporations
1.1%
283
4
Pension Plans
1.1%
273
5
Charitable
0.3%
68
Additional categories (<0.1%)
INVESTMENT CLUB<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$18.9Bas of May 7, 2026
Discretionary100.0%
$18.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$18.9B
Total Accounts56,386
10Y AUM Change+$18.4B (+3340.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees493
Clients per Employee53:1
10Y Employee Change+288 (+140.5%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.