Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Asana Partners, LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
JASON KEITH TOMPKINSDirect owner · Schedule AInterest in ASANA PARTNERS, LP
10% to < 25%
THE 2020 BROWN FAMILY TRUSTDirect owner · Schedule AInterest in ASANA PARTNERS, LP
10% to < 25%
JKT IRREVOCABLE TRUST 2021Direct owner · Schedule AInterest in ASANA PARTNERS, LP
10% to < 25%
THE LISA C. BROWN IRREVOCABLE TRUSTDirect owner · Schedule AInterest in ASANA PARTNERS, LP
5% to < 10%
KLT IRREVOCABLE TRUST 2021Direct owner · Schedule AInterest in ASANA PARTNERS, LP
5% to < 10%
THE SAMUEL E. JUDD 2021 FAMILY TRUSTDirect owner · Schedule AInterest in ASANA PARTNERS, LP
5% to < 10%
THE LAURA E. JUDD 2021 IRREVOCABLE TRUSTDirect owner · Schedule AInterest in ASANA PARTNERS, LP
5% to < 10%
TERRY STEVEN BROWNDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
SAMUEL EMLEN JUDDDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
ASANA PARTNERS GP, LLCDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
TERRY STEVEN BROWNDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
LISA C. BROWNDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
KRISTEN LEA TOMPKINSDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
JASON KEITH TOMPKINSDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
LAURA ELIZABETH JUDDDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
SAMUEL EMLEN JUDDDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
RICHARD SETH BLACKDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
REED ALEXANDER KRACKEDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
WILLIAM MILTON PONDERDirect owner · Schedule AInterest in ASANA PARTNERS, LP
< 5%
TERRY STEVEN BROWNIndirect owner · Schedule BInterest in ASANA PARTNERS GP, LLC
25% to < 50%
JASON KEITH TOMPKINSIndirect owner · Schedule BInterest in ASANA PARTNERS GP, LLC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Asana Partners, LP.
Reported ownership and control details
Form ADV · Filing date 2026-04-28 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | TERRY STEVEN BROWNMANAGING PARTNERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | MANAGING PARTNER05/2016 | Schedule APDF page 81 |
| 2 | JASON KEITH TOMPKINSMANAGING PARTNERIndividual | ASANA PARTNERS, LP | 10% to less than 25%Code B | Yes | MANAGING PARTNER05/2016 | Schedule APDF page 81 |
| 3 | SAMUEL EMLEN JUDDMANAGING PARTNERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | MANAGING PARTNER05/2016 | Schedule APDF page 81 |
| 4 | ASANA PARTNERS GP, LLCGENERAL PARTNERDomestic entity | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | GENERAL PARTNER05/2016 | Schedule APDF page 81 |
| 5 | MIKI ANNE KAMIJYOGENERAL COUNSELIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | GENERAL COUNSEL03/2021 | Schedule APDF page 81 |
| 6 | THE 2020 BROWN FAMILY TRUSTLIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 10% to less than 25%Code B | No | LIMITED PARTNER11/2020 | Schedule APDF page 81 |
| 7 | THE LISA C. BROWN IRREVOCABLE TRUSTLIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 5% to less than 10%Code A | No | LIMITED PARTNER02/2021 | Schedule APDF page 81 |
| 8 | TERRY STEVEN BROWNTRUSTEE OF THE LISA C. BROWN IRREVOCABLE TRUSTIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE LISA C. BROWN IRREVOCABLE TRUST02/2021 | Schedule APDF page 81 |
| 9 | LISA C. BROWNTRUSTEE OF THE 2020 BROWN FAMILY TRUSTIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE 2020 BROWN FAMILY TRUST11/2020 | Schedule APDF page 81 |
| 10 | JKT IRREVOCABLE TRUST 2021LIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 10% to less than 25%Code B | No | LIMITED PARTNER09/2021 | Schedule APDF page 81 |
| 11 | KRISTEN LEA TOMPKINSTRUSTEE OF THE JKT IRREVOCABLE TRUST 2021Individual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE JKT IRREVOCABLE TRUST 202109/2021 | Schedule APDF page 81 |
| 12 | KLT IRREVOCABLE TRUST 2021LIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 5% to less than 10%Code A | No | LIMITED PARTNER09/2021 | Schedule APDF page 81 |
| 13 | JASON KEITH TOMPKINSTRUSTEE OF THE KLT IRREVOCABLE TRUST 2021Individual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE KLT IRREVOCABLE TRUST 202109/2021 | Schedule APDF page 81 |
| 14 | THE SAMUEL E. JUDD 2021 FAMILY TRUSTLIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 5% to less than 10%Code A | No | LIMITED PARTNER09/2021 | Schedule APDF page 81 |
| 15 | LAURA ELIZABETH JUDDTRUSTEE OF THE SAMUEL E. JUDD 2021 FAMILY TRUSTIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE SAMUEL E. JUDD 2021 FAMILY TRUST09/2021 | Schedule APDF page 81 |
| 16 | THE LAURA E. JUDD 2021 IRREVOCABLE TRUSTLIMITED PARTNERDomestic entity | ASANA PARTNERS, LP | 5% to less than 10%Code A | No | LIMITED PARTNER09/2021 | Schedule APDF page 81 |
| 17 | SAMUEL EMLEN JUDDTRUSTEE OF THE LAURA E. JUDD 2021 IRREVOCABLE TRUSTIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | No | TRUSTEE OF THE LAURA E. JUDD 2021 IRREVOCABLE TRUST09/2021 | Schedule APDF page 81 |
| 18 | RICHARD SETH BLACKPARTNERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | PARTNER01/2022 | Schedule APDF page 81 |
| 19 | REED ALEXANDER KRACKEPARTNERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | PARTNER01/2022 | Schedule APDF page 81 |
| 20 | WILLIAM MILTON PONDERPARTNERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | PARTNER01/2022 | Schedule APDF page 81 |
| 21 | STEFAN CHRISTIAN NEUDORFFCHIEF FINANCIAL OFFICERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER03/2023 | Schedule APDF page 81 |
| 22 | ALEX W DELPLECHECHIEF COMPLIANCE OFFICERIndividual | ASANA PARTNERS, LP | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER04/2026 | Schedule APDF page 81 |
| 23 | TERRY STEVEN BROWNMANAGING PARTNERIndividual | ASANA PARTNERS GP, LLC | 25% to less than 50%Code C | Yes | MANAGING PARTNER02/2016 | Schedule BPDF page 82 |
| 24 | JASON KEITH TOMPKINSMANAGING PARTNERIndividual | ASANA PARTNERS GP, LLC | 25% to less than 50%Code C | Yes | MANAGING PARTNER02/2016 | Schedule BPDF page 82 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 4/28/2026 5:27:17 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.