Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by USA Financial Exchange
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
USA FINANCIAL LLCDirect owner · Schedule AInterest in USA FINANCIAL EXCHANGE
75%+
AL MARKETING LLCIndirect owner · Schedule BInterest in USA FINANCIAL LLC
75%+
AMERILIFE GROUP LLCIndirect owner · Schedule BInterest in AL MARKETING LLC
75%+
AMERILIFE MIDCO LLCIndirect owner · Schedule BInterest in AMERILIFE GROUP LLC
75%+
AMERILIFE HOLDINGS LLCIndirect owner · Schedule BInterest in AMERILIFE MIDCO LLC
75%+
ACCELERATE BUYER LLCIndirect owner · Schedule BInterest in AMERILIFE HOLDINGS LLC
75%+
ACCELERATE INTERMEDIATE HOLDINGS 1 LLCIndirect owner · Schedule BInterest in ACCELERATE BUYER LLC
75%+
ACCELERATE INTERMEDIATE HOLDINGS 2 LLCIndirect owner · Schedule BInterest in ACCELERATE INTERMEDIATE HOLDINGS 1 LLC
75%+
ACCELERATE TOPCO HOLDINGS LLCIndirect owner · Schedule BInterest in ACCELERATE INTERMEDIATE HOLDINGS 2 LLC
75%+
THL AL BLOCKED BUYER FEEDER LPIndirect owner · Schedule BInterest in THL AMERILIFE PARALLEL SPV LP
75%+
ICG HOLIDAY PARTNERS I LPIndirect owner · Schedule BInterest in THL AL BLOCKED BUYER FEEDER LP
75%+
GENSTAR CAPITAL PARTNERS X LPIndirect owner · Schedule BInterest in GC PROPEL AGGREGATOR GP LLC
75%+
THL AMERILIFE PARALLEL SPV LPIndirect owner · Schedule BInterest in AMERILIFE BLOCKER HOLDINGS LLC
50% to < 75%
GENSTAR CAPITAL PARTNERS X LPIndirect owner · Schedule BInterest in GC PROPEL AGGREGATOR LP
50% to < 75%
AMERILIFE BLOCKER HOLDINGS LLCIndirect owner · Schedule BInterest in ACCELERATE TOPCO HOLDINGS LLC
25% to < 50%
GC PROPEL HOLDINGS INCIndirect owner · Schedule BInterest in ACCELERATE TOPCO HOLDINGS LLC
25% to < 50%
GC PROPEL AGGREGATOR LPIndirect owner · Schedule BInterest in GC PROPEL HOLDINGS INC
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to USA Financial Exchange.
Reported ownership and control details
Form ADV · Filing date 2026-03-27 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | USA FINANCIAL LLCDIRECT OWNERDomestic entity | USA FINANCIAL EXCHANGE | 75% or moreCode E | Yes | DIRECT OWNER01/2016 | Schedule APDF page 25 |
| 2 | MICHAEL DAVID WALTERSCEOIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | Yes | CEO01/2016 | Schedule APDF page 25 |
| 3 | BRENT DAVID ENDERSPRESIDENT/MANAGERIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | Yes | PRESIDENT/MANAGER01/2016 | Schedule APDF page 25 |
| 4 | WILLIAM CLAYTON BACHERTCHIEF FINANCIAL OFFICERIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER01/2016 | Schedule APDF page 25 |
| 5 | MARK ROBERT MERSMANCHIEF MARKETING OFFICERIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | Yes | CHIEF MARKETING OFFICER01/2016 | Schedule APDF page 25 |
| 6 | JAMES CARROLL MCCONNELLCHIEF OPERATIONS OFFICERIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | No | CHIEF OPERATIONS OFFICER11/2021 | Schedule APDF page 25 |
| 7 | DAWN M THOMASONCHIEF COMPLIANCE OFFICERIndividual | USA FINANCIAL EXCHANGE | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER08/2022 | Schedule APDF page 25 |
| 8 | AL MARKETING LLCMEMBERDomestic entity | USA FINANCIAL LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 9 | AMERILIFE GROUP LLCMEMBERDomestic entity | AL MARKETING LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 10 | AMERILIFE MIDCO LLCMEMBERDomestic entity | AMERILIFE GROUP LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 11 | AMERILIFE HOLDINGS LLCMEMBERDomestic entity | AMERILIFE MIDCO LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 12 | ACCELERATE BUYER LLCMEMBERDomestic entity | AMERILIFE HOLDINGS LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 13 | ACCELERATE INTERMEDIATE HOLDINGS 1 LLCMEMBERDomestic entity | ACCELERATE BUYER LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 14 | ACCELERATE INTERMEDIATE HOLDINGS 2 LLCMEMBERDomestic entity | ACCELERATE INTERMEDIATE HOLDINGS 1 LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 15 | ACCELERATE TOPCO HOLDINGS LLCMEMBERDomestic entity | ACCELERATE INTERMEDIATE HOLDINGS 2 LLC | 75% or moreCode E | Yes | MEMBER08/2021 | Schedule BPDF page 26 |
| 16 | AMERILIFE BLOCKER HOLDINGS LLCMEMBERDomestic entity | ACCELERATE TOPCO HOLDINGS LLC | 25% to less than 50%Code C | Yes | MEMBER11/2022 | Schedule BPDF page 26 |
| 17 | THL AMERILIFE PARALLEL SPV LPMEMBERDomestic entity | AMERILIFE BLOCKER HOLDINGS LLC | 50% to less than 75%Code D | Yes | MEMBER11/2022 | Schedule BPDF page 26 |
| 18 | THL AMERILIFE EQUITY ADVISORS LLCGENERAL PARTNERDomestic entity | THL AMERILIFE PARALLEL SPV LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER11/2022 | Schedule BPDF page 26 |
| 19 | THL AL BLOCKED BUYER FEEDER LPLIMITED PARTNERDomestic entity | THL AMERILIFE PARALLEL SPV LP | 75% or moreCode E | Yes | LIMITED PARTNER11/2022 | Schedule BPDF page 26 |
| 20 | ICG HOLIDAY PARTNERS I LPLIMITED PARTNERDomestic entity | THL AL BLOCKED BUYER FEEDER LP | 75% or moreCode E | Yes | LIMITED PARTNER11/2022 | Schedule BPDF page 26 |
| 21 | GC PROPEL HOLDINGS INCMEMBERDomestic entity | ACCELERATE TOPCO HOLDINGS LLC | 25% to less than 50%Code C | Yes | MEMBER08/2022 | Schedule BPDF page 26 |
| 22 | GC PROPEL AGGREGATOR LPSHAREHOLDERDomestic entity | GC PROPEL HOLDINGS INC | 25% to less than 50%Code C | Yes | SHAREHOLDER08/2022 | Schedule BPDF page 26 |
| 23 | GC PROPEL AGGREGATOR GP LLCGENERAL PARTNERDomestic entity | GC PROPEL AGGREGATOR LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2022 | Schedule BPDF page 26 |
| 24 | GENSTAR CAPITAL PARTNERS X LPLIMITED PARTNERDomestic entity | GC PROPEL AGGREGATOR LP | 50% to less than 75%Code D | Yes | LIMITED PARTNER08/2022 | Schedule BPDF page 26 |
| 25 | GENSTAR CAPITAL PARTNERS X LPMEMBERDomestic entity | GC PROPEL AGGREGATOR GP LLC | 75% or moreCode E | Yes | MEMBER08/2022 | Schedule BPDF page 26 |
| 26 | GENSTAR CAPITAL X LPGENERAL PARTNERDomestic entity | GENSTAR CAPITAL PARTNERS X LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2022 | Schedule BPDF page 26 |
| 27 | GENSTAR X GP LLCGENERAL PARTNERDomestic entity | GENSTAR CAPITAL X LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER08/2022 | Schedule BPDF page 26 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/27/2026 3:42:57 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.