Firm profile

USA FINANCIAL SECURITIES CORPORATION

ADA, MICRD 103857Latest ADV March 27, 2026

Usa Financial Securities Corporation is an SEC registered investment adviser organized as a limited liability company with a primary office location in ADA, MI. Its latest Form ADV filing, dated March 27, 2026, reports $297M in regulatory assets under management, 172 employees, 100 offices, and 1,529 accounts.

Assets Under Management
$297M
Employees
172
Offices
100 offices
Total Clients
1,246
Primary office
ADA, MI
6020 EAST FULTON STREET, ADA, MI, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOMichael David Walters
CCODawn M Thomason
CFOWilliam Clayton Bachert

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 95.1% of total clients.
Top client categories% of clientsClients
1
Individuals
95.1%
1,185
2
HNWI
4.3%
53
3
Corporations
0.6%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$297Mas of March 27, 2026
Discretionary69.3%
$205M
69% of total RAUM69.3%
Non-discretionary30.7%
$91M
31% of total RAUM30.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$297M
Total Accounts1,529
10Y AUM Change+$34M (+13.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees172
Clients per Employee7:1
10Y Employee Change+57 (+49.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.