HOPEWELL JUNCTION, NYCRD 283389Latest ADV March 3, 2026
Mountain Pass Planning is an SEC registered investment adviser organized as a corporation with a primary office location in Hopewell Junction, NY. Its latest Form ADV filing, dated March 3, 2026, reports $75M in regulatory assets under management, 1 employee, and 244 accounts.
Assets Under Management
$75M
Employees
1
Offices
--
Total Clients
129
Primary office
HOPEWELL JUNCTION, NY
2537 RT 52, SUITE 1, BUILDING 3, HOPEWELL JUNCTION, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 73.6% of total clients.
Top client categories% of clientsClients
1
Individuals
73.6%
95
2
HNWI
26.4%
34
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$75Mas of March 3, 2026
Discretionary100.0%
$75M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$75M
Total Accounts244
10Y AUM Change+$48M (+178.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee129:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.