Firm profile

WHIPPLEWOOD ADVISORS, LLC

LITTLETON, COCRD 282860Latest ADV March 13, 2026

Whipplewood Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Littleton, CO. Its latest Form ADV filing, dated March 13, 2026, reports $325M in regulatory assets under management, 6 employees, and 375 accounts.

Assets Under Management
$325M
Employees
6
Offices
--
Total Clients
377
Primary office
LITTLETON, CO
11852 SHAFFER DRIVE, BUILDING B, LITTLETON, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(303) 551-8016
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOJoseph E. Hubbard

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentHNWI represent 52.3% of total clients.
Top client categories% of clientsClients
1
HNWI
52.3%
197
2
Individuals
44.8%
169
3
Charitable
1.6%
6
4
Corporations
1.3%
5

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$325Mas of March 13, 2026
Discretionary98.8%
$320M
99% of total RAUM98.8%
Non-discretionary1.2%
$4M
1% of total RAUM1.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$325M
Total Accounts375
10Y AUM Change+$221M (+212.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee63:1
10Y Employee Change+1 (+20.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.