Capital Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Littleton, CO. Its latest Form ADV filing, dated April 9, 2026, reports $237M in regulatory assets under management, 5 employees, 4 offices, and 667 accounts.
Assets Under Management
$237M
Employees
5
Offices
4 offices
Total Clients
238
Primary office
LITTLETON, CO
13986 BOWLES AVE., SUITE 200, LITTLETON, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 71.8% of total clients.
Top client categories% of clientsClients
1
Individuals
71.8%
171
2
HNWI
26.1%
62
3
Pension Plans
1.3%
3
4
Corporations
0.8%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$237Mas of April 9, 2026
Discretionary92.5%
$219M
92% of total RAUM92.5%
Non-discretionary7.5%
$18M
8% of total RAUM7.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$237M
Total Accounts667
10Y AUM Change+$100M (+73.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee48:1
10Y Employee Change-1 (-16.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.