Ethic is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $7.8B in regulatory assets under management, 76 employees, and 2,936 accounts.
Assets Under Management
$7.8B
Employees
76
Offices
--
Total Clients
168
Primary office
NEW YORK, NY
99 HUDSON STREET, 17TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentOther Advisers represent 58.3% of total clients.
Top client categories% of clientsClients
1
Other Advisers
58.3%
98
2
Charitable
13.7%
23
3
Corporations
11.9%
20
4
HNWI
8.3%
14
5
Individuals
7.7%
13
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$7.8Bas of March 31, 2026
Discretionary100.0%
$7.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$7.8B
Total Accounts2,936
10Y AUM Change+$7.8B (+781682.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees76
Clients per Employee2:1
10Y Employee Change+70 (+1166.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.