Firm profile

WILLOW WEALTH

NEW YORK, NYCRD 282487Latest ADV March 31, 2026

Willow Wealth is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $1.6B in regulatory assets under management, 105 employees, 1 office, and 411 accounts.

Assets Under Management
$1.6B
Employees
105
Offices
1 office
Total Clients
411
Primary office
NEW YORK, NY
245 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOMitchell H. Caplan
CCOJeffrey Moskatel
CFOKaran A. Vazirani

Advisory services offered

2 types reported
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 52.6% of total clients.
Top client categories% of clientsClients
1
Individuals
52.6%
216
2
Pooled Investment Vehicles
43.8%
180
3
HNWI
2.7%
11
4
Pension Plans
0.5%
2
5
Investment Cos.
0.2%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.6Bas of March 31, 2026
Discretionary100.0%
$1.6B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.6B
Total Accounts411
10Y AUM Change+$1.6B (+2625.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees105
Clients per Employee4:1
10Y Employee Change+96 (+1066.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.