Firm profile

TRADEWAY

CRD 281879Latest ADV March 27, 2026

Tradeway is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 27, 2026, reports $89M in regulatory assets under management, 36 employees, and 1,019 accounts.

Assets Under Management
$89M
Employees
36
Offices
--
Total Clients
611
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOKathryn V. Huber
CCOBenjamin P. Mitchell
CFOColin C. Calvert

Advisory services offered

3 types reported
Educational seminars/workshops
Portfolio management for individuals and small businesses
Publication of periodicals or newsletters

Fee models offered

3 types reported
Asset based fees
Fixed fees
Subscription fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 98.4% of total clients.
Top client categories% of clientsClients
1
Individuals
98.4%
601
2
HNWI
1.6%
10

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$89Mas of March 27, 2026
Discretionary100.0%
$89M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$89M
Total Accounts1,019
10Y AUM Change+$89M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees36
Clients per Employee17:1
10Y Employee Change+4 (+12.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.