VIRGINIA BEACH, VACRD 281369Latest ADV February 16, 2026
October Effect Ltd. is an SEC registered investment adviser organized as a corporation with a primary office location in Virginia Beach, VA. Its latest Form ADV filing, dated February 16, 2026, reports $139M in regulatory assets under management, 4 employees, 2 offices, and 577 accounts.
Assets Under Management
$139M
Employees
4
Offices
2 offices
Total Clients
361
Primary office
VIRGINIA BEACH, VA
ONE COLUMBUS CENTER, SUITE 651A, VIRGINIA BEACH, VA, United States
Portfolio management for individuals and small businesses
Fee models offered
5 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 95.0% of total clients.
Top client categories% of clientsClients
1
Individuals
95.0%
343
2
HNWI
4.7%
17
3
Pension Plans
0.3%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$139Mas of February 16, 2026
Discretionary100.0%
$139M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$139M
Total Accounts577
10Y AUM Change+$27M (+24.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee90:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.