Focus Planning Group is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated March 9, 2026, reports $42M in regulatory assets under management, 1 employee, and 156 accounts.
Top client segmentIndividuals represent 91.5% of total clients.
Top client categories% of clientsClients
1
Individuals
91.5%
75
2
HNWI
8.5%
7
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$42Mas of March 9, 2026
Discretionary100.0%
$42M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$42M
Total Accounts156
10Y AUM Change+$6M (+17.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee82:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.