Firm profile

CIRCLE N ADVISORS, LLC

FISHKILL, NYCRD 271027Latest ADV March 16, 2026

Circle N Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fishkill, NY. Its latest Form ADV filing, dated March 16, 2026, reports $94M in regulatory assets under management, 3 employees, and 106 accounts.

Assets Under Management
$94M
Employees
3
Offices
--
Total Clients
104
Primary office
FISHKILL, NY
1065 MAIN STREET, SUITE F, FISHKILL, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(845) 897-1560
WebsiteNot reported
LinkedInNot reported

Leadership

3 roles identified
CEOCharles I. Frumberg
CCOJames D. Mcfadden
COODebra A. Mcfadden

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 78.8% of total clients.
Top client categories% of clientsClients
1
Individuals
78.8%
82
2
HNWI
21.2%
22
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$94Mas of March 16, 2026
Discretionary100.0%
$94M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$94M
Total Accounts106
10Y AUM Change+$16M (+20.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee35:1
10Y Employee Change-1 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.