Esi Financial Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Montpelier, VT. Its latest Form ADV filing, dated March 30, 2026, reports $2.8B in regulatory assets under management, 500 employees, 257 offices, and 12,379 accounts.
Assets Under Management
$2.8B
Employees
500
Offices
257 offices
Total Clients
12,379
Primary office
MONTPELIER, VT
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, United States
Top client segmentIndividuals represent 71.5% of total clients.
Top client categories% of clientsClients
1
Individuals
71.5%
8,856
2
HNWI
24.6%
3,041
3
Pension Plans
3.0%
375
4
Corporations
0.8%
103
Additional categories (<0.1%)
Charitable<5 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.8Bas of March 30, 2026
Discretionary41.1%
$1.1B
41% of total RAUM41.1%
Non-discretionary58.9%
$1.6B
59% of total RAUM58.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.8B
Total Accounts12,379
10Y AUM Change+$1.7B (+157.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees500
Clients per Employee25:1
10Y Employee Change+130 (+35.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.