Firm profile

NLG CAPITAL, INC.

MONTPELIER, VTCRD 109396Latest ADV March 30, 2026

Nlg Capital, Inc. is an SEC registered investment adviser organized as a limited liability company with a primary office location in Montpelier, VT. Its latest Form ADV filing, dated March 30, 2026, reports $46.5B in regulatory assets under management, 54 employees, 2 offices, and 10 accounts.

Assets Under Management
$46.5B
Employees
54
Offices
2 offices
Total Clients
10
Primary office
MONTPELIER, VT
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(802) 229-3773
WebsiteNot reported
LinkedInNot reported

Leadership

5 roles identified
CEOJason J. Doiron
CCOGregory D. Teese
COOJoseph G. Heaslip

Advisory services offered

2 types reported
Portfolio management for businesses
Selection of other advisers

Fee models offered

3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentInsurance Cos. represent 60.0% of total clients.
Top client categories% of clientsClients
1
Insurance Cos.
60.0%
6
2
Corporations
20.0%
2
3
Pension Plans
10.0%
1
4
Charitable
10.0%
1
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$46.5Bas of March 30, 2026
Discretionary100.0%
$46.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$46.5B
Total Accounts10
10Y AUM Change+$18.3B (+65.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees54
Clients per Employee0:1
10Y Employee Change-6 (-10.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.