Firm profile

CALTON & ASSOCIATES, INC.

TAMPA, FLCRD 20999Latest ADV December 26, 2025

Calton & Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Tampa, FL. Its latest Form ADV filing, dated December 26, 2025, reports $1.6B in regulatory assets under management, 373 employees, 70 offices, and 6,969 accounts.

Assets Under Management
$1.6B
Employees
373
Offices
70 offices
Total Clients
5,283
Primary office
TAMPA, FL
2701 N. ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEORandall Lee Ciccati
CCOSaad Rahmouni Idrissi
CFODavid Scott Cole

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

5 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.4% of total clients.
Top client categories% of clientsClients
1
Individuals
90.4%
4,778
2
HNWI
5.3%
278
3
Pension Plans
4.3%
227

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.6Bas of December 26, 2025
Discretionary98.5%
$1.6B
99% of total RAUM98.5%
Non-discretionary1.5%
$23M
1% of total RAUM1.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.6B
Total Accounts6,969
10Y AUM Change+$1.2B (+279.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees373
Clients per Employee14:1
10Y Employee Change+78 (+26.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.