Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Doubleline Capital LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
DOUBLELINE MANAGEMENT LPDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
75%+
JEFFREY EDWARD GUNDLACHDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
DOUBLELINE CAPITAL GP LLCDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
HENRY VANN CHASEDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
EARL ALLAN LARISCYDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
RONALD ROBERT REDELLDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
CRIS SANTA ANA IIIDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
BARBARA RUTH VAN EVERYDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
CASEY LEE MOOREDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
JEFFREY JOHN SHERMANDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
YOUSE ENRIQUE GUIADirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
PATRICK AARON TOWNZENDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
JOAN LYNEA ELAMDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
JONATHAN DANIEL KINGERYDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
Ali Abbas ZaidiDirect owner · Schedule AInterest in DOUBLELINE CAPITAL LP
< 5%
JEFFREY EDWARD GUNDLACHIndirect owner · Schedule BInterest in DOUBLELINE MANAGEMENT LP
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Doubleline Capital LP.
Reported ownership and control details
Form ADV · Filing date 2026-03-31 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JEFFREY EDWARD GUNDLACHCHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; DIRECTOR; EXECUTIVE COMMITTEE MEMBER12/2009 | Schedule APDF page 66 |
| 2 | DOUBLELINE CAPITAL GP LLCGENERAL PARTNERDomestic entity | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | GENERAL PARTNER12/2009 | Schedule APDF page 66 |
| 3 | HENRY VANN CHASECHIEF FINANCIAL OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER; EXECUTIVE COMMITTEE MEMBER01/2013 | Schedule APDF page 66 |
| 4 | EARL ALLAN LARISCYGENERAL COUNSEL; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | GENERAL COUNSEL; EXECUTIVE COMMITTEE MEMBER04/2010 | Schedule APDF page 66 |
| 5 | RONALD ROBERT REDELLPRESIDENT; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | PRESIDENT; EXECUTIVE COMMITTEE MEMBER02/2012 | Schedule APDF page 66 |
| 6 | CRIS SANTA ANA IIICHIEF RISK OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF RISK OFFICER; EXECUTIVE COMMITTEE MEMBER02/2010 | Schedule APDF page 66 |
| 7 | BARBARA RUTH VAN EVERYCHIEF MARKETING OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF MARKETING OFFICER; EXECUTIVE COMMITTEE MEMBER12/2009 | Schedule APDF page 66 |
| 8 | CASEY LEE MOORECHIEF TECHNOLOGY OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF TECHNOLOGY OFFICER; EXECUTIVE COMMITTEE MEMBER12/2009 | Schedule APDF page 66 |
| 9 | JEFFREY JOHN SHERMANDEPUTY CHIEF INVESTMENT OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | DEPUTY CHIEF INVESTMENT OFFICER; EXECUTIVE COMMITTEE MEMBER04/2016 | Schedule APDF page 66 |
| 10 | YOUSE ENRIQUE GUIACHIEF COMPLIANCE OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER; EXECUTIVE COMMITTEE MEMBER03/2018 | Schedule APDF page 66 |
| 11 | PATRICK AARON TOWNZENCHIEF OPERATING OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF OPERATING OFFICER; EXECUTIVE COMMITTEE MEMBER03/2018 | Schedule APDF page 67 |
| 12 | JOAN LYNEA ELAMCHIEF HUMAN RESOURCES OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF HUMAN RESOURCES OFFICER; EXECUTIVE COMMITTEE MEMBER08/2020 | Schedule APDF page 67 |
| 13 | DOUBLELINE MANAGEMENT LPLIMITED PARTNERDomestic entity | DOUBLELINE CAPITAL LP | 75% or moreCode E | Yes | LIMITED PARTNER05/2023 | Schedule APDF page 67 |
| 14 | JONATHAN DANIEL KINGERYCHIEF DISTRIBUTION OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF DISTRIBUTION OFFICER; EXECUTIVE COMMITTEE MEMBER10/2025 | Schedule APDF page 67 |
| 15 | Ali Abbas ZaidiCHIEF INTERNATIONAL CLIENT BUSINESS OFFICER; EXECUTIVE COMMITTEE MEMBERIndividual | DOUBLELINE CAPITAL LP | Less than 5%Code NA | Yes | CHIEF INTERNATIONAL CLIENT BUSINESS OFFICER; EXECUTIVE COMMITTEE MEMBER10/2025 | Schedule APDF page 67 |
| 16 | JEFFREY EDWARD GUNDLACHLIMITED PARTNERIndividual | DOUBLELINE MANAGEMENT LP | 25% to less than 50%Code C | Yes | LIMITED PARTNER05/2023 | Schedule BPDF page 67 |
| 17 | DOUBLELINE CAPITAL GP LLCGENERAL PARTNERDomestic entity | DOUBLELINE MANAGEMENT LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER05/2023 | Schedule BPDF page 67 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/31/2026 3:47:08 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.