Hsbc Securities (Usa) Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated April 15, 2026, reports $3.8B in regulatory assets under management, 490 employees, 58 offices, and 12,108 accounts.
Assets Under Management
$3.8B
Employees
490
Offices
58 offices
Total Clients
12,108
Primary office
NEW YORK, NY
66 HUSDSON BOULEVARD EAST, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 84.7% of total clients.
Top client categories% of clientsClients
1
Individuals
84.7%
10,254
2
HNWI
14.8%
1,791
3
Pooled Investment Vehicles
0.2%
28
4
Corporations
0.2%
27
5
Pension Plans
0.1%
8
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.8Bas of April 15, 2026
Discretionary21.5%
$825M
21% of total RAUM21.5%
Non-discretionary78.5%
$3.0B
79% of total RAUM78.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$3.8B
Total Accounts12,108
10Y AUM Change+$864M (+29.1%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees490
Clients per Employee25:1
10Y Employee Change-799 (-62.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.