Duncan Williams Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Memphis, TN. Its latest Form ADV filing, dated March 25, 2026, reports $2.7B in regulatory assets under management, 21 employees, and 2,238 accounts.
Assets Under Management
$2.7B
Employees
21
Offices
--
Total Clients
2,238
Primary office
MEMPHIS, TN
5350 POPLAR AVENUE, SUITE 600, MEMPHIS, TN, United States
Top client segmentIndividuals represent 71.7% of total clients.
Top client categories% of clientsClients
1
Individuals
71.7%
1,604
2
HNWI
17.7%
397
3
Pension Plans
6.3%
140
4
Charitable
2.8%
63
5
Corporations
1.4%
32
Categories with <5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.7Bas of March 25, 2026
Discretionary83.3%
$2.2B
83% of total RAUM83.3%
Non-discretionary16.7%
$449M
17% of total RAUM16.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$2.7B
Total Accounts2,238
10Y AUM Change+$2.5B (+1734.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees21
Clients per Employee107:1
10Y Employee Change+12 (+133.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.