Firm profile

B. RILEY WEALTH ADVISORS, INC.

MEMPHIS, TNCRD 115927Latest ADV March 31, 2026

B. Riley Wealth Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Memphis, TN.

Assets Under Management
$4.2B
Employees
268
Offices
95 offices
Total Clients
10,573
Primary office
MEMPHIS, TN
40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOMichael A. Mullen
CCODaniel Ortega
CFOMary A. Swain

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 87.9% of total clients.
Top client categories% of clientsClients
1
Individuals
87.9%
9,295
2
HNWI
7.6%
801
3
Pension Plans
2.5%
267
4
Corporations
1.8%
194
5
Charitable
0.2%
16

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$4.2Bas of March 31, 2026
Discretionary66.3%
$2.8B
66% of total RAUM66.3%
Non-discretionary33.7%
$1.4B
34% of total RAUM33.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$4.2B
Total Accounts10,573
10Y AUM Change+$3.0B (+250.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees268
Clients per Employee39:1
10Y Employee Change+58 (+27.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.