Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Mgg Investment Group LP
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
CONNING & COMPANYDirect owner · Schedule AInterest in MGG INVESTMENT GROUP LP
75%+
KEVIN F. GRIFFINDirect owner · Schedule AInterest in MGG INVESTMENT GROUP LP
10% to < 25%
OLD NORTH MC LPDirect owner · Schedule AInterest in MGG INVESTMENT GROUP LP
10% to < 25%
MCCOURT GLOBAL CAPITAL LLCDirect owner · Schedule AInterest in MGG INVESTMENT GROUP LP
5% to < 10%
MGG GP LLCDirect owner · Schedule AInterest in MGG INVESTMENT GROUP LP
< 5%
MCCOURT GLOBAL CAPITAL LLCIndirect owner · Schedule BInterest in MGG GP LLC
75%+
MCCOURT LPIndirect owner · Schedule BInterest in MCCOURT GLOBAL LLC
75%+
MCCOURT BROTHERS TRUSTIndirect owner · Schedule BInterest in MCCOURT LP
75%+
MCCOURT GLOBAL LLCIndirect owner · Schedule BInterest in MCCOURT GLOBAL CAPITAL LLC
75%+
JR. FRANK HAYES MCCOURTIndirect owner · Schedule BInterest in MCCOURT GLOBAL, INC.
75%+
KEVIN F. GRIFFINIndirect owner · Schedule BInterest in OLD NORTH MC LP
75%+
CONNING HOLDINGS CORP.Indirect owner · Schedule BInterest in CONNING & COMPANY
75%+
CONNING U.S. HOLDINGS, INC.Indirect owner · Schedule BInterest in CONNING HOLDINGS CORP.
75%+
CONNING HOLDINGS LIMITEDIndirect owner · Schedule BInterest in CONNING U.S. HOLDINGS, INC.
75%+
GENERALI INVESTMENTS HOLDING S.P.A.Indirect owner · Schedule BInterest in CONNING HOLDINGS LIMITED
75%+
ASSICURAZIONI GENERALI S.P.AIndirect owner · Schedule BInterest in GENERALI INVESTMENTS HOLDING S.P.A.
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Mgg Investment Group LP.
Reported ownership and control details
Form ADV · Filing date 2026-03-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | KEVIN F. GRIFFINCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER OF MGG INVESTMENT GROUP LPIndividual | MGG INVESTMENT GROUP LP | 10% to less than 25%Code B | Yes | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER OF MGG INVESTMENT GROUP LP09/2014 | Schedule APDF page 206 |
| 2 | MGG GP LLCGENERAL PARTNER OF MGG INVESTMENT GROUP LPDomestic entity | MGG INVESTMENT GROUP LP | Less than 5%Code NA | Yes | GENERAL PARTNER OF MGG INVESTMENT GROUP LP10/2014 | Schedule APDF page 206 |
| 3 | MCCOURT GLOBAL CAPITAL LLCLIMITED PARTNER OF MGG INVESTMENT GROUP LPDomestic entity | MGG INVESTMENT GROUP LP | 5% to less than 10%Code A | No | LIMITED PARTNER OF MGG INVESTMENT GROUP LP10/2014 | Schedule APDF page 206 |
| 4 | MUSTAFA HUSSAIN TAYEBCHIEF FINANCIAL OFFICERIndividual | MGG INVESTMENT GROUP LP | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER09/2015 | Schedule APDF page 206 |
| 5 | VIRAVYNE NM CHHIMCHIEF COMPLIANCE OFFICER, GENERAL COUNSELIndividual | MGG INVESTMENT GROUP LP | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL11/2022 | Schedule APDF page 206 |
| 6 | SOEREN HEINZ HUBACHIEF TECHNOLOGY OFFICERIndividual | MGG INVESTMENT GROUP LP | Less than 5%Code NA | Yes | CHIEF TECHNOLOGY OFFICER04/2023 | Schedule APDF page 206 |
| 7 | OLD NORTH MC LPLIMITED PARTNER OF MGG INVESTMENT GROUP LPDomestic entity | MGG INVESTMENT GROUP LP | 10% to less than 25%Code B | Yes | LIMITED PARTNER OF MGG INVESTMENT GROUP LP10/2025 | Schedule APDF page 206 |
| 8 | CONNING & COMPANYLIMITED PARTNER OF MGG INVESTMENT GROUP LPDomestic entity | MGG INVESTMENT GROUP LP | 75% or moreCode E | Yes | LIMITED PARTNER OF MGG INVESTMENT GROUP LP10/2025 | Schedule APDF page 206 |
| 9 | MCCOURT GLOBAL CAPITAL LLCMEMBERDomestic entity | MGG GP LLC | 75% or moreCode E | No | MEMBER10/2014 | Schedule BPDF page 207 |
| 10 | MCCOURT LPMEMBERDomestic entity | MCCOURT GLOBAL LLC | 75% or moreCode E | Yes | MEMBER12/2012 | Schedule BPDF page 207 |
| 11 | MCCOURT BROTHERS TRUSTLIMITED PARTNER (CLASS C-1)Domestic entity | MCCOURT LP | 75% or moreCode E | No | LIMITED PARTNER (CLASS C-1)12/2012 | Schedule BPDF page 207 |
| 12 | MCCOURT GLOBAL LLCMEMBERDomestic entity | MCCOURT GLOBAL CAPITAL LLC | 75% or moreCode E | Yes | MEMBER10/2014 | Schedule BPDF page 207 |
| 13 | MCCOURT GLOBAL, INC.GENERAL PARTNERDomestic entity | MCCOURT LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER12/2012 | Schedule BPDF page 207 |
| 14 | JR. FRANK HAYES MCCOURTSOLE SHAREHOLDERIndividual | MCCOURT GLOBAL, INC. | 75% or moreCode E | Yes | SOLE SHAREHOLDER06/1977 | Schedule BPDF page 207 |
| 15 | INGRAM, JEFFREY, JAMESTRUSTEEDomestic entity | MCCOURT BROTHERS TRUST | Percentage not specifiedCode F | Yes | TRUSTEE12/2012 | Schedule BPDF page 207 |
| 16 | KEVIN F. GRIFFINLIMITED PARTNERIndividual | OLD NORTH MC LP | 75% or moreCode E | Yes | LIMITED PARTNER09/2014 | Schedule BPDF page 207 |
| 17 | CONNING HOLDINGS CORP.SHAREHOLDERDomestic entity | CONNING & COMPANY | 75% or moreCode E | Yes | SHAREHOLDER10/2009 | Schedule BPDF page 207 |
| 18 | CONNING U.S. HOLDINGS, INC.SHAREHOLDERDomestic entity | CONNING HOLDINGS CORP. | 75% or moreCode E | Yes | SHAREHOLDER09/2015 | Schedule BPDF page 207 |
| 19 | CONNING HOLDINGS LIMITEDSHAREHOLDERForeign entity | CONNING U.S. HOLDINGS, INC. | 75% or moreCode E | Yes | SHAREHOLDER09/2015 | Schedule BPDF page 207 |
| 20 | GENERALI INVESTMENTS HOLDING S.P.A.SHAREHOLDERForeign entity | CONNING HOLDINGS LIMITED | 75% or moreCode E | Yes | SHAREHOLDER04/2024 | Schedule BPDF page 207 |
| 21 | ASSICURAZIONI GENERALI S.P.ASHAREHOLDERForeign entity | GENERALI INVESTMENTS HOLDING S.P.A. | 75% or moreCode E | Yes | SHAREHOLDER04/2024 | Schedule BPDF page 207 |
| 22 | CONNING & COMPANYMANAGERDomestic entity | MGG GP LLC | Percentage not specifiedCode F | Yes | MANAGER10/2025 | Schedule BPDF page 207 |
| 23 | OLD NORTH GP LLCGENERAL PARTNERDomestic entity | OLD NORTH MC LP | Percentage not specifiedCode F | Yes | GENERAL PARTNER09/2014 | Schedule BPDF page 207 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/30/2026 9:30:47 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.