Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Aristotle Capital Boston, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
ARISTOTLE CAPITAL MANAGEMENT, LLCDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
50% to < 75%
DAVID MICHAEL ADAMSDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
10% to < 25%
JOHN MCPHERSONDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
10% to < 25%
MARK BERNARD BABKADirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
5% to < 10%
JEFFREY SCOTT SMITHDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
5% to < 10%
MICHELLE MONSALUD GOSOMDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
RICHARD HARLAN SCHWEITZERDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
NANCY JEDDELOH SCARLETTDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
SONA SAPNA CHANDWANIDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
KIM MARIE ST HILAIREDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
JOHN ALBERT QUANDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
RICHARD SCOTT HOLLANDERDirect owner · Schedule AInterest in ARISTOTLE CAPITAL BOSTON, LLC
< 5%
RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88, AS AMENDED AND RESTATED ON 5/7/21Indirect owner · Schedule BInterest in METWESTVENTURES, LLC
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Aristotle Capital Boston, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-20 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | ARISTOTLE CAPITAL MANAGEMENT, LLCOWNERDomestic entity | ARISTOTLE CAPITAL BOSTON, LLC | 50% to less than 75%Code D | Yes | OWNER10/2014 | Schedule APDF page 40 |
| 2 | MICHELLE MONSALUD GOSOMOWNER, CHIEF COMPLIANCE OFFICERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, CHIEF COMPLIANCE OFFICER09/2014 | Schedule APDF page 40 |
| 3 | RICHARD HARLAN SCHWEITZEROWNER,SENIOR PARTNERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER,SENIOR PARTNER01/2015 | Schedule APDF page 40 |
| 4 | DAVID MICHAEL ADAMSOWNER, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | 10% to less than 25%Code B | Yes | OWNER, CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER01/2015 | Schedule APDF page 40 |
| 5 | JOHN MCPHERSONOWNER, PRESIDENT, PORTFOLIO MANAGERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | 10% to less than 25%Code B | Yes | OWNER, PRESIDENT, PORTFOLIO MANAGER01/2015 | Schedule APDF page 40 |
| 6 | MARK BERNARD BABKAOWNER, SENIOR RESEARCH ANALYSTIndividual | ARISTOTLE CAPITAL BOSTON, LLC | 5% to less than 10%Code A | Yes | OWNER, SENIOR RESEARCH ANALYST01/2015 | Schedule APDF page 40 |
| 7 | JEFFREY SCOTT SMITHOWNER, SENIOR RESEARCH ANALYSTIndividual | ARISTOTLE CAPITAL BOSTON, LLC | 5% to less than 10%Code A | Yes | OWNER, SENIOR RESEARCH ANALYST01/2015 | Schedule APDF page 40 |
| 8 | NANCY JEDDELOH SCARLETTOWNER, MANAGING DIRECTOR, CHIEF OF STAFFIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, MANAGING DIRECTOR, CHIEF OF STAFF01/2015 | Schedule APDF page 40 |
| 9 | SONA SAPNA CHANDWANIOWNER, CHIEF ADMINISTRATIVE OFFICERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, CHIEF ADMINISTRATIVE OFFICER01/2019 | Schedule APDF page 40 |
| 10 | KIM MARIE ST HILAIREOWNER, MANAGING DIRECTOR, OPERATIONS & TRADINGIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, MANAGING DIRECTOR, OPERATIONS & TRADING05/2021 | Schedule APDF page 40 |
| 11 | JOHN ALBERT QUANOWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICERIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, MANAGING DIRECTOR, CHIEF TECHNOLOGY OFFICER10/2021 | Schedule APDF page 40 |
| 12 | RICHARD SCOTT HOLLANDEROWNER, CHAIRMAN OF THE BOARDIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | OWNER, CHAIRMAN OF THE BOARD01/2015 | Schedule APDF page 41 |
| 13 | KATHRYN KUHLDIRECTOR, HUMAN RESOURCESIndividual | ARISTOTLE CAPITAL BOSTON, LLC | Less than 5%Code NA | Yes | DIRECTOR, HUMAN RESOURCES08/2025 | Schedule APDF page 41 |
| 14 | METWESTVENTURES, LLCOWNER/MANAGING MEMBERDomestic entity | ARISTOTLE CAPITAL MANAGEMENT, LLC | Percentage not specifiedCode F | Yes | OWNER/MANAGING MEMBER07/2011 | Schedule BPDF page 41 |
| 15 | RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88, AS AMENDED AND RESTATED ON 5/7/21OWNER/MANAGING MEMBERDomestic entity | METWESTVENTURES, LLC | 75% or moreCode E | Yes | OWNER/MANAGING MEMBER10/2009 | Schedule BPDF page 41 |
| 16 | RICHARD SCOTT HOLLANDERTRUSTEEIndividual | RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88, AS AMENDED AND RESTATED ON 5/7/21 | Percentage not specifiedCode F | Yes | TRUSTEE10/2009 | Schedule BPDF page 41 |
| 17 | JACQUELINE HOLLANDERTRUSTEEIndividual | RICHARD HOLLANDER AND JACQUELINE HOLLANDER TTEE OF THE HOLLANDER FAMILY TRUST DATED 12/28/88, AS AMENDED AND RESTATED ON 5/7/21 | Percentage not specifiedCode F | Yes | TRUSTEE10/2009 | Schedule BPDF page 41 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/20/2026 9:15:56 AM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.