Firm profile

SOUNDWATCH CAPITAL, LLC

ROWAYTON, CTCRD 173151Latest ADV March 25, 2026

Soundwatch Capital, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Rowayton, CT. Its latest Form ADV filing, dated March 25, 2026, reports $958M in regulatory assets under management, 6 employees, 1 office, and 300 accounts.

Assets Under Management
$958M
Employees
6
Offices
1 office
Total Clients
<5
Primary office
ROWAYTON, CT
137 ROWAYTON AVENUE, SUITE 120, ROWAYTON, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOMaxwell R. Baker

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for investment companies

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
1
Categories with <5 clients
Other investment advisers<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$958Mas of March 25, 2026
Discretionary100.0%
$958M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$958M
Total Accounts300
10Y AUM Change+$899M (+1523.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee0:1
10Y Employee Change+2 (+50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.